Mark Howell Richard Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 29 Jun 2020)
    • [FCA CF] Functions requiring qualifications (since 29 Jun 2020)
  • Charterhouse Portfolio Management Limited (no longer approved here)

    FRN 300320

    • CF2 Non Executive Director (16 Dec 2009 to 23 Apr 2012)
    • CF30 Customer (1 Nov 2007 to 16 Dec 2009)
    • CF22 Investment Adviser (Trainee) (1 Apr 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 16 Dec 2009)
    • CF1 Director (31 Oct 2004 to 16 Dec 2009)
    • CF11 Money Laundering Reporting (31 Oct 2004 to 16 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

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