Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sandringham Financial Partners Limited
FRN 581304
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (21 Feb 2014 to 8 Dec 2019)
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- CF30 Customer (27 Mar 2014 to 15 Apr 2014)
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- (6)Employed By (5 May 2011 to 31 Jan 2012)
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- CF30 Customer (1 Mar 2010 to 31 Jan 2012)
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- Employed By (1 Mar 2010 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (6)Employed By at Park Gate Financial Limited