Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 Feb 2014 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (27 Mar 2014 to 15 Apr 2014)
  • Park Gate Financial Limited (no longer approved here)

    FRN 191185

    • (6)Employed By (5 May 2011 to 31 Jan 2012)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Mar 2010 to 31 Jan 2012)
  • Citri Wealth Management Ltd (no longer approved here)

    FRN 514997

    • Employed By (1 Mar 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (6)Employed By at Park Gate Financial Limited