Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (25 Apr 2023 to 31 Dec 2023)
- [FCA CF] Client dealing (25 Nov 2020 to 31 Dec 2023)
- [FCA CF] Functions requiring qualifications (25 Nov 2020 to 25 Apr 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (16 Apr 2003 to 31 Oct 2007)
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- [FCA CF] Client dealing (25 Nov 2020 to 31 Dec 2023)
- [FCA CF] Functions requiring qualifications (25 Nov 2020 to 25 Apr 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (7 Apr 2003 to 31 Oct 2007)
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- CF1 Director (1 Dec 2001 to 10 Dec 2002)
- CF21 Investment Adviser (1 Dec 2001 to 10 Dec 2002)
- CF27 Investment Management (1 Dec 2001 to 10 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.