Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NINETY ONE UK LIMITED (no longer approved here)

    FRN 122420

    • [FCA CF] Material risk taker (25 Apr 2023 to 31 Dec 2023)
    • [FCA CF] Client dealing (25 Nov 2020 to 31 Dec 2023)
    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 25 Apr 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (16 Apr 2003 to 31 Oct 2007)
  • Ninety One Fund Managers UK Limited (no longer approved here)

    FRN 145007

    • [FCA CF] Client dealing (25 Nov 2020 to 31 Dec 2023)
    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 25 Apr 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (7 Apr 2003 to 31 Oct 2007)
  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • CF1 Director (1 Dec 2001 to 10 Dec 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 10 Dec 2002)
    • CF27 Investment Management (1 Dec 2001 to 10 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.