Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF1 Director (21 Aug 2017 to 17 Jan 2019)
- CF10 Compliance Oversight (21 Aug 2017 to 17 Jan 2019)
-
- CF21 Investment Adviser (1 Dec 2001 to 6 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.