Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perspective (North East) Limited (no longer approved here)

    FRN 150317

    • CF30 Customer (1 Nov 2007 to 24 Dec 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 24 Dec 2007)
    • CF11 Money Laundering Reporting (23 Sep 2002 to 26 Jun 2007)
    • CF10 Compliance Oversight (23 Sep 2002 to 26 Jun 2007)
    • CF21 Investment Adviser (24 Jul 2002 to 31 Oct 2007)
    • CF1 Director (24 Jul 2002 to 24 Dec 2007)
    • CF24 Pension Transfer Specialist (24 Jul 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.