Mark Hargraves

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AUSTRALIANSUPER (UK) LTD

    FRN 741471

    • [FCA CF] Manager of certification employee (since 1 Aug 2025)
    • [FCA CF] Client dealing (since 6 Oct 2023)
    • [FCA CF] Significant management (since 6 Oct 2023)
  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • [FCA CF] Significant management (7 Mar 2022 to 29 Sep 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Sep 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Sep 2023)
    • CF30 Customer (1 Jun 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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