Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 21 Jan 2022)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (6 Mar 2013 to 8 Dec 2019)
  • Wellington Management International Limited (no longer approved here)

    FRN 208573

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF21 Investment Adviser (18 Nov 2005 to 31 Oct 2007)
  • Threadneedle Pensions Limited (no longer approved here)

    FRN 110337

    • CF16 Significant Mgt (Desgntd Investment Business) (21 Mar 2002 to 10 Sep 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 16 Jan 2004)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • CF16 Significant Mgt (Desgntd Investment Business) (21 Mar 2002 to 10 Sep 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 16 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.