Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Payden & Rygel Global Limited
FRN 190267
- SMF3 Executive Director (since 21 Jan 2022)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (6 Mar 2013 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- CF21 Investment Adviser (18 Nov 2005 to 31 Oct 2007)
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- CF16 Significant Mgt (Desgntd Investment Business) (21 Mar 2002 to 10 Sep 2005)
- CF21 Investment Adviser (1 Dec 2001 to 16 Jan 2004)
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- CF16 Significant Mgt (Desgntd Investment Business) (21 Mar 2002 to 10 Sep 2005)
- CF21 Investment Adviser (1 Dec 2001 to 16 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.