Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (AR) (3 Sep 2021 to 1 Oct 2022)
    • CF1 Director (21 May 2019 to 8 Dec 2019)
  • Fitch & Fitch Ltd (no longer approved here)

    FRN 955014

    • (2)Employed By (3 Sep 2021 to 1 Oct 2022)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF1 Director (AR) (16 Nov 2010 to 20 Dec 2012)
  • Chatsworth Klein Ltd (no longer approved here)

    FRN 485696

    • Employed By (23 Jan 2009 to 3 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

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