Mark Gregory

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

APPLEWOOD INDEPENDENT LTD (no longer approved here)
FRN 602237
- [FCA CF] Client dealing (9 Dec 2019 to 4 Aug 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Aug 2023)
- CF30 Customer (1 Sep 2017 to 8 Dec 2019)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (22 Jan 2014 to 25 May 2017)
Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (213)Employed By (22 Jan 2014 to 25 May 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.