Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 2 Jan 2026)
    • Responsibility for MCD Intermediation (since 2 Jan 2026)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Distribution (1 Oct 2018 to 20 Aug 2024)
    • CF11 Money Laundering Reporting (1 Aug 2012 to 4 Nov 2015)
    • CF1 Director (1 Aug 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2012 to 4 Nov 2015)
    • Responsible for Insurance Mediation (1 Aug 2012 to 30 Sep 2018)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 9 Jul 2010)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Nov 2007 to 8 Jun 2008)
    • CF1 Director (AR) (24 Oct 2007 to 18 Apr 2008)
    • CF22 Investment Adviser (Trainee) (24 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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