Mark Graham Williams

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • [FCA CF] Manager of certification employee (6 Sep 2021 to 1 Dec 2023)
    • [PRA CF] Managing a material risk taker (6 Sep 2021 to 1 Dec 2023)
    • [FCA CF] Material risk taker (14 Jun 2021 to 1 Dec 2023)
    • [PRA CF] Significant risk taker or Material risk taker (14 Jun 2021 to 1 Dec 2023)
  • Qatar National Bank (Q.P.S.C.) (no longer approved here)

    FRN 139256

    • SMF4 Chief Risk (7 Mar 2016 to 3 Aug 2020)
    • CF28 Systems and controls (15 Apr 2015 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (11 Mar 2008 to 24 Oct 2012)

Recent activity

Updates to this individual's record on the FCA register.

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