Mark Graham Batty

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Stonebridge Mortgage Solutions Ltd (no longer approved here)
FRN 454811
- CF1 Director (AR) (15 Jan 2018 to 16 May 2019)
MORTGAGE AND FINANCE ARENA LIMITED (no longer approved here)
FRN 706676
- CF1 Director (AR) (17 Jun 2016 to 4 Apr 2018)
Walton & Allen Financial Services Limited (no longer approved here)
FRN 744330
- Employed By (17 Jun 2016 to 16 May 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.