Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Aug 2022)
  • Responsible Life Limited (no longer approved here)

    FRN 610205

    • [FCA CF] Functions requiring qualifications (6 Jan 2020 to 12 Aug 2022)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (23 May 2011 to 14 Sep 2012)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (21 Oct 2009 to 22 Feb 2011)
  • Thomas Oliver UK LLP (no longer approved here)

    FRN 501748

    • (13)Employed By (21 Oct 2009 to 22 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.