Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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David Smith
FRN 304612
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
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- CF1 Director (AR) (12 Dec 2008 to 23 May 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.