Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sterling Financial Services
FRN 409749
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Client dealing (since 18 Feb 2022)
- [FCA CF] Functions requiring qualifications (since 18 Feb 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Oct 2021)
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- CF1 Director (AR) (26 Jun 2009 to 14 Aug 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.