Mark Gibbs

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Material risk taker (since 10 Jan 2023)
    • [FCA CF] Client dealing (since 2 Sep 2022)
    • [FCA CF] Manager of certification employee (5 Dec 2023 to 15 Oct 2024)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Material risk taker (since 10 Jan 2023)
    • [FCA CF] Client dealing (since 2 Sep 2022)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2018 to 22 Aug 2022)
    • [FCA CF] Material risk taker (1 Jan 2018 to 22 Aug 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 22 Aug 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 22 Aug 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (6 Apr 2006 to 31 Oct 2007)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2006)
    • CF26 Customer Trading (1 Dec 2001 to 1 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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