Mark Gerard Yates

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited

    FRN 408285

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Mar 2013)
    • CF30 Customer (10 Dec 2007 to 30 Dec 2012)
    • CF21 Investment Adviser (1 Jun 2005 to 8 Dec 2006)
  • Mark Gerard Yates

    FRN 215467

    • (1)Employed By (since 1 Mar 2013)
    • (3)Employed By (1 Dec 2001 to 4 Jun 2003)
  • Park House Associates Ltd (no longer approved here)

    FRN 211587

    • (8)Employed By (10 Dec 2007 to 22 Feb 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.