Mark Garvin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (24 Mar 2022 to 9 Sep 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 24 Mar 2022)
    • Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 30 Apr 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF1 Director (1 Dec 2001 to 23 Feb 2005)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 7 Feb 2005)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • SMF9 Chair of the Governing Body (26 Sep 2016 to 1 Jul 2020)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (7 Mar 2016 to 9 Sep 2023)
    • [FCA CF] Significant management (7 Mar 2016 to 9 Sep 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 24 Mar 2022)
    • CF29 Significant management (21 Oct 2013 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF3 Chief Executive (1 Dec 2001 to 21 Jan 2013)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 7 Feb 2005)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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