Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (9)SMF4 Chief Risk (7 Mar 2016 to 31 Dec 2016)
- (10)CF29 Significant management (20 Aug 2013 to 24 Jul 2014)
- (11)CF28 Systems and controls (20 Aug 2013 to 6 Mar 2016)
- (12)CF10 Compliance Oversight (20 Aug 2013 to 1 Apr 2014)
- (13)CF1 Director (20 Aug 2013 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.