Mark Foley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Client dealing (since 24 Oct 2024)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- [FCA CF] Client dealing (10 Jun 2024 to 24 Sep 2024)
- CF21 Investment Adviser (1 Dec 2001 to 16 Apr 2004)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- [FCA CF] Client dealing (14 Sep 2022 to 30 Oct 2023)
Canaccord Genuity Wealth Limited (no longer approved here)
FRN 194927
- CF30 Customer (1 Nov 2007 to 15 May 2009)
- CF21 Investment Adviser (20 May 2004 to 31 Oct 2007)
- CF26 Customer Trading (20 May 2004 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.