Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 2 Mar 2026)
    • CF1 Director (AR) (since 13 Nov 2025)
    • CF30 Customer (since 13 Nov 2025)
    • (2)Employed By (since 13 Nov 2025)
  • TWP Wealth Limited (no longer approved here)

    FRN 563343

    • [FCA CF] Client dealing (21 Feb 2023 to 28 Feb 2025)
    • [FCA CF] Functions requiring qualifications (21 Feb 2023 to 28 Feb 2025)
    • CF30 Customer (19 May 2016 to 20 May 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (23 Feb 2011 to 15 Aug 2012)
  • Merchant House Financial Services Ltd (no longer approved here)

    FRN 538416

    • Employed By (23 Feb 2011 to 15 Aug 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Aperio Financial Planners Limited

  2. controlled function added: (2)Employed By at Aperio Financial Planners Limited