Mark Escott

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc

    FRN 124512

    • [FCA CF] Significant management (since 21 Jun 2023)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
  • MUFG BANK, LTD

    FRN 139189

    • [FCA CF] Significant management (since 21 Jun 2023)
    • [FCA CF] Material risk taker (since 15 Nov 2017)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Nov 2017)
    • [FCA CF] Client dealing (since 15 Nov 2017)
    • [FCA CF] Manager of certification employee (since 15 Nov 2017)
    • CF30 Customer (17 Dec 2007 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (21 Mar 2007 to 12 Nov 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.