Mark Emmins

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MUFG Securities EMEA plc
FRN 124512
- SMF5 Head of Internal Audit (since 21 Nov 2022)
MUFG BANK, LTD
FRN 139189
- SMF5 Head of Internal Audit (since 21 Nov 2022)
Goldman Sachs International Bank (no longer approved here)
FRN 124659
- CF28 Systems and controls (1 Nov 2007 to 2 Jun 2011)
- CF15 Internal Audit (5 Dec 2005 to 31 Oct 2007)
Goldman Sachs Asset Management International (no longer approved here)
FRN 147212
- CF28 Systems and controls (1 Nov 2007 to 7 Jul 2009)
- CF15 Internal Audit (5 Dec 2005 to 31 Oct 2007)
Rothesay Life Plc (no longer approved here)
FRN 466067
- CF28 Systems and controls (1 Nov 2007 to 2 Jun 2011)
- CF15 Internal Audit (12 Jul 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.