Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 6 Jun 2017)
- CF30 Customer (since 14 Mar 2013)
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Howard Financial Planning Limited
FRN 596759
- (1)Employed By (since 14 Mar 2013)
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- CF30 Customer (1 Nov 2007 to 11 Nov 2012)
- CF21 Investment Adviser (20 Oct 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (19 Apr 2004 to 20 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.