Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (21 Jan 2019 to 1 May 2019)
    • [FCA CF] Manager of certification employee (31 May 2017 to 1 May 2019)
    • [PRA CF] Managing a material risk taker (31 May 2017 to 1 May 2019)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (1 Jul 2018 to 1 May 2019)
    • [FCA CF] Manager of certification employee (1 Jul 2018 to 1 May 2019)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 1 May 2019)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF30 Customer (1 Dec 2009 to 13 Feb 2015)
  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • CF30 Customer (1 Dec 2009 to 13 Feb 2015)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • CF29 Significant management (25 Sep 2009 to 13 Feb 2015)
    • CF30 Customer (1 Nov 2007 to 13 Feb 2015)
    • CF27 Investment Management (19 Jul 2005 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 19 Jul 2005)
  • BlackRock Institutional Trust Company, N.A. (no longer approved here)

    FRN 409343

    • CF30 Customer (1 Nov 2007 to 18 Sep 2008)
    • CF27 Investment Management (19 Jul 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.