Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (21 Jan 2019 to 1 May 2019)
- [FCA CF] Manager of certification employee (31 May 2017 to 1 May 2019)
- [PRA CF] Managing a material risk taker (31 May 2017 to 1 May 2019)
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- [PRA CF] Managing a material risk taker (1 Jul 2018 to 1 May 2019)
- [FCA CF] Manager of certification employee (1 Jul 2018 to 1 May 2019)
- [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 1 May 2019)
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- CF30 Customer (1 Dec 2009 to 13 Feb 2015)
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- CF30 Customer (1 Dec 2009 to 13 Feb 2015)
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- CF29 Significant management (25 Sep 2009 to 13 Feb 2015)
- CF30 Customer (1 Nov 2007 to 13 Feb 2015)
- CF27 Investment Management (19 Jul 2005 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 19 Jul 2005)
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- CF30 Customer (1 Nov 2007 to 18 Sep 2008)
- CF27 Investment Management (19 Jul 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.