Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
PEAK INSURANCE SERVICES LIMITED
FRN 308298
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
-
- CF1 Director (AR) (6 Mar 2006 to 17 Jan 2007)
-
- (3)Employed By (28 Nov 2003 to 17 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at Alexander Wray & Co Ltd
-
controlled function added: (3)Employed By at Alexander Wray & Co Ltd