Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF7 Group Entity Senior Manager (16 Aug 2022 to 31 Mar 2025)
- Director of firm who is not a certification employee or a SMF manager (27 Apr 2018 to 16 Aug 2022)
-
- SMF14 Senior Independent Director (1 Jan 2018 to 30 Apr 2018)
-
- CF30 Customer (1 Nov 2007 to 21 Dec 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.