Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • City of London Investment Management Company Limited (no longer approved here)

    FRN 169910

    • [FCA CF] Material risk taker (1 Jan 2024 to 30 Jun 2024)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2023)
    • CF1 Director (19 Nov 2015 to 8 Dec 2019)
    • CF30 Customer (16 Apr 2012 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 15 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.