Mark Dodd

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 5 Dec 2023)
    • CF1 Director (AR) (since 2 Nov 2023)
    • CF30 Customer (since 2 Nov 2023)
  • City Financial Solutions Limited

    FRN 575512

    • (2)Employed By (since 6 Nov 2023)
    • (11)Employed By (13 Oct 2015 to 19 Dec 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Dec 2023)
    • CF1 Director (AR) (13 Oct 2015 to 19 Dec 2023)
    • CF30 Customer (23 Sep 2015 to 19 Dec 2023)
  • Stonebridge Mortgage Solutions Ltd (no longer approved here)

    FRN 454811

    • CF1 Director (AR) (28 Aug 2015 to 19 Feb 2018)
  • CFS Mortgage & Protection Ltd (no longer approved here)

    FRN 714976

    • Employed By (28 Aug 2015 to 19 Feb 2018)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF1 Director (AR) (24 Feb 2012 to 2 Oct 2015)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF22 Investment Adviser (Trainee) (16 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at City Financial Solutions Limited

  2. controlled function added: (11)Employed By at City Financial Solutions Limited

  3. controlled function added: (2)Employed By at City Financial Solutions Limited