Mark Dixon

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JULIAN HARRIS ADVISER NETWORK LIMITED

    FRN 304155

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 25 Mar 2026)
    • [FCA CF] Client dealing (since 25 Mar 2026)
  • Julian Harris Financial Consultants

    FRN 153566

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 27 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 2 Dec 2021)
  • DIXON SIMMONS & TURNER FINANCIAL SOLUTIONS LIMITED

    FRN 926160

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 8 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 8 Sep 2020)
    • SMF16 Compliance Oversight (since 8 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Sep 2020 to 8 Sep 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.