Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Manager of certification employee (since 17 Oct 2018)
- [FCA CF] Client dealing (since 7 Sep 2016)
- CF30 Customer (12 May 2015 to 6 Mar 2016)
- CF21 Investment Adviser (25 Oct 2005 to 25 Nov 2007)
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- CF30 Customer (26 Nov 2007 to 21 Apr 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.