Mark Dean

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privée (UK) Limited

    FRN 119250

    • 13. Giving personal recommendations on and dealing with derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 31 Jan 2019)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
    • CF30 Customer (4 Nov 2010 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 18 Jun 2010)
    • CF21 Investment Adviser (26 Apr 2007 to 31 Oct 2007)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF21 Investment Adviser (6 Oct 2003 to 22 Jan 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.