Mark David Wellings

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fidelius Ltd

    FRN 188615

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 2 Nov 2022)
    • CF30 Customer (since 31 Mar 2022)
    • [FCA CF] Functions requiring qualifications (since 1 May 2021)
  • Azets Financial Planning Limited

    FRN 526955

    • Employed By (since 31 Mar 2022)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (16 Mar 2007 to 23 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.