Mark David Pincott

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MPA Financial Solutions Ltd

    FRN 815638

    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 8 Dec 2020)
    • [FCA CF] Client dealing (since 8 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 1 Mar 2019)
    • Responsible for Insurance Distribution (since 1 Mar 2019)
    • [FCA CF] Manager of certification employee (8 Dec 2020 to 3 Feb 2021)
    • CF30 Customer (1 Mar 2019 to 8 Dec 2019)
    • CF1 Director (1 Mar 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Mar 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Mar 2019 to 8 Dec 2019)
  • Mark Pincott & Associates (0321) (no longer approved here)

    FRN 153145

    • (1)Employed By (1 Oct 1998 to 10 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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