Mark David Hopkins

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 31 Oct 2022)
    • [FCA CF] Client dealing (since 31 Oct 2022)
  • JAMES YOUNG ASSOCIATES LIMITED (no longer approved here)

    FRN 505532

    • [FCA CF] Functions requiring qualifications (29 Nov 2020 to 11 Oct 2022)
    • Appointed representative dealing with clients for which they require qualification (29 Nov 2020 to 11 Oct 2022)
    • [FCA CF] Client dealing (29 Nov 2020 to 11 Oct 2022)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jul 2020)
    • CF1 Director (1 Oct 2013 to 8 Dec 2019)
    • CF30 Customer (6 Nov 2009 to 8 Dec 2019)
  • Eclipse Financial Services (no longer approved here)

    FRN 200127

    • (1)Employed By (1 Dec 2001 to 6 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.