Mark David Harvey

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Montpellier Finance Ltd

    FRN 735727

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Director of firm who is not a certification employee or a SMF manager (since 5 Jun 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (23 Feb 2009 to 31 Aug 2012)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF30 Customer (1 Nov 2007 to 23 Dec 2008)
    • CF21 Investment Adviser (30 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Aug 2005 to 30 Dec 2005)
  • HCL BANK HOUSE FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 400529

    • CF1 Director (6 Jul 2004 to 31 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.