Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (since 24 Dec 2025)
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Beckett Financial Services Limited
FRN 138104
- Responsible for Insurance Distribution (since 10 Sep 2025)
- SMF16 Compliance Oversight (since 9 Sep 2025)
- CF1 Director (AR) (since 24 Apr 2024)
- SMF3 Executive Director (since 20 Jan 2022)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (19 Nov 2015 to 8 Dec 2019)
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- (4)Employed By (since 24 Apr 2024)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Waveney Valley Independent Financial Advisers Ltd
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controlled function added: (4)Employed By at Waveney Valley Independent Financial Advisers Ltd