Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sense Network Limited
FRN 465124
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 27 Apr 2018)
- CF30 Customer (since 27 Apr 2018)
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- (1)Employed By (since 27 Apr 2018)
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- CF1 Director (3 Jul 2009 to 30 Apr 2018)
- CF30 Customer (1 Nov 2007 to 26 Apr 2018)
- CF21 Investment Adviser (6 Apr 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (2 Jan 2007 to 10 Apr 2007)
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- Employed By (25 Nov 2005 to 29 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.