Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
William Glass & Company Ltd
FRN 678996
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 23 Feb 2021)
- [FCA CF] Functions requiring qualifications (since 23 Feb 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (3 Aug 2015 to 8 Dec 2019)
- CF1 Director (3 Aug 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.