Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rothesay Life Plc
FRN 466067
- [FCA CF] Material risk taker (since 12 Dec 2019)
- [FCA CF] Significant management (since 12 Dec 2019)
- [PRA CF] Significant risk taker or Material risk taker (since 12 Dec 2019)
- [FCA CF] Manager of certification employee (12 Dec 2019 to 5 Jun 2023)
- SIMF4 Chief Risk Function (7 Mar 2016 to 7 Nov 2016)
- CF28 Systems and controls (23 Dec 2014 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.