Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 29 Mar 2023)
    • SMF16 Compliance Oversight (since 13 Oct 2021)
    • SMF27 Partner (since 13 Oct 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Oct 2021)
  • Latitude Investment Management LLP (no longer approved here)

    FRN 774437

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Jan 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 22 Jan 2021)
    • SMF27 Partner (9 Dec 2019 to 22 Jan 2021)
    • CF4 Partner (12 Nov 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Jul 2017 to 8 Dec 2019)
    • CF30 Customer (3 Jul 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Jul 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.