Mark David Brandon Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Significant management (since 30 May 2025)
    • [FCA CF] Manager of certification employee (since 30 Oct 2024)
    • [FCA CF] Material risk taker (since 31 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 31 Jan 2024)
    • SMF22 Other Local Responsibility (10 Dec 2020 to 25 Jan 2024)
    • CF40 Benchmark submission (26 Sep 2013 to 9 Dec 2015)
    • CF29 Significant management (10 Jun 2011 to 11 Dec 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 14 Jul 2004)
  • Citibank Europe plc

    FRN 211646

    • [FCA CF] Significant management (since 30 May 2025)
    • [FCA CF] Manager of certification employee (since 30 Oct 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 31 Jan 2024)
    • [FCA CF] Material risk taker (since 31 Jan 2024)
    • SMF22 Other Local Responsibility (8 Mar 2022 to 25 Jan 2024)
    • SMF21 EEA Branch Senior Manager (EBSM) (10 Dec 2020 to 8 Mar 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF29 Significant management (10 Jun 2011 to 11 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.