Mark Daniel Richards

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BNP Paribas Leasing Solutions Limited
FRN 312915
- SMF3 Executive Director (since 26 Aug 2021)
- [FCA CF] Significant management (19 Mar 2021 to 31 Aug 2021)
Claas Financial Services Limited
FRN 662410
- SMF3 Executive Director (since 26 Aug 2021)
Manitou Finance Limited
FRN 662409
- SMF3 Executive Director (since 25 Apr 2021)
- SMF1 Chief Executive (9 Sep 2020 to 3 Dec 2021)
CNH Industrial Capital Europe Limited
FRN 669138
- SMF3 Executive Director (since 25 Apr 2021)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF3 Chief Executive (17 May 2019 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.