Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 21 Dec 2022)
    • [FCA CF] Manager of certification employee (since 1 May 2022)
    • [FCA CF] Client dealing (since 28 Feb 2022)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Client dealing (24 Sep 2018 to 22 Nov 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (7 Mar 2016 to 15 Aug 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 5 Jun 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 5 Jun 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (17 Aug 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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