Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 2 Apr 2026)
    • [FCA CF] Manager of certification employee (since 2 Apr 2026)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • [FCA CF] Client dealing (7 Mar 2016 to 2 Apr 2026)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 2 Apr 2026)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (27 Apr 2007 to 31 Oct 2007)
    • CF26 Customer Trading (27 Apr 2007 to 31 Oct 2007)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF30 Customer (1 Nov 2007 to 11 Mar 2015)
    • CF21 Investment Adviser (27 Apr 2007 to 31 Oct 2007)
    • CF26 Customer Trading (27 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.