Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank Corporate Markets Plc
FRN 763256
- [FCA CF] Client dealing (since 29 May 2018)
- [FCA CF] Manager of certification employee (since 29 May 2018)
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- CF30 Customer (12 Aug 2009 to 28 Feb 2014)
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- CF30 Customer (1 Nov 2007 to 28 Feb 2014)
- CF21 Investment Adviser (5 Apr 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (31 Oct 2005 to 5 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.