Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Thomas Oliver UK LLP
FRN 501748
- (5)Employed By (since 5 Jun 2024)
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Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 26 Nov 2019)
- CF1 Director (AR) (17 Jul 2017 to 31 May 2024)
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- CF1 Director (AR) (5 Feb 2016 to 6 Sep 2017)
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- (2)Employed By (1 Dec 2001 to 6 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.