Mark Connolly

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF1 Director (15 Jul 2015 to 6 Sep 2016)
- CF29 Significant management (13 Apr 2015 to 15 Jul 2015)
- CF30 Customer (13 Feb 2015 to 24 Aug 2016)
LGT Wealth Management Limited (no longer approved here)
FRN 466684
- CF1 Director (19 Sep 2007 to 15 Mar 2009)
abrdn Alternative Funds Limited (no longer approved here)
FRN 143445
- CF1 Director (2 Nov 2005 to 15 Mar 2009)
abrdn Investment Management Limited (no longer approved here)
FRN 188406
- CF1 Director (10 Jun 2005 to 15 Mar 2009)
Insight Investment Management (Global) Limited (no longer approved here)
FRN 119308
- CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2004)
- CF1 Director (1 Dec 2001 to 31 Jan 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.