Mark Connell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRULY INDEPENDENT LTD

    FRN 513655

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 20 Feb 2026)
    • [FCA CF] Client dealing (since 20 Feb 2026)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Client dealing (28 May 2020 to 16 Oct 2025)
    • [FCA CF] Functions requiring qualifications (28 May 2020 to 16 Oct 2025)
  • Dunnottar Insurance Services Ltd (no longer approved here)

    FRN 412777

    • (7)Employed By (29 Nov 2013 to 16 Mar 2015)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (29 Nov 2013 to 16 Mar 2015)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (8 Oct 2012 to 26 Dec 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (15 Apr 2010 to 30 Sep 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 15 Jan 2010)
    • CF21 Investment Adviser (25 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 25 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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