Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (10 Oct 2018 to 30 Nov 2023)
    • [FCA CF] Material risk taker (20 Jul 2018 to 30 Nov 2023)
    • [FCA CF] Client dealing (18 Jun 2018 to 30 Nov 2023)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (10 Oct 2018 to 30 Nov 2023)
    • [FCA CF] Material risk taker (20 Jul 2018 to 30 Nov 2023)
    • [FCA CF] Client dealing (18 Jun 2018 to 30 Nov 2023)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (11 May 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.